Managing Fiduciary Liability

Your primary responsibility as a plan sponsor is to achieve and document your compliance with the myriad of government regulations concerning qualified retirement plans. The federal government organizations with oversight for retirement plans are:

  • The Department of Labor, through ERISA laws
  • The Internal Revenue Service, through the annual filing of Form 5500
  • The Securities and Exchange Commission, which regulates most investment choices

Managing your fiduciary liability should enhance the general health of your organization's retirement plan. Canby Financial Advisors will work with you to help make sure you are in compliance and are offering appropriate choices for your employees to diversify their investments.

Please contact us with your questions or to schedule a meeting at 508-598-1082 or at info@canbyfinancial.com.